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Line Entity Registrant Name Sector Activity FAC Nonconforming Items SEC Filing Page
1 Admiral Financial Corp Depository Institutions CommercialAndIndustrial SEC Filing Page
2 AFH Acquisition IX, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
3 AFH Acquisition V, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
4 AFH Acquisition VI, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
5 AFH Acquisition VII, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
6 AFH Acquisition VIII, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
7 AFH Acquisition XI, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
8 AFH Acquisition XII, Inc. Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
9 Asia Interactive Media Inc. Other Classification CommercialAndIndustrial SEC Filing Page
10 Asia Training Institute US, Inc. Engineering/Accounting/Research/Management Services CommercialAndIndustrial SEC Filing Page
11 Capitol Acquisition Corp. III Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
12 China Media Inc. Motion Pictures MotionPictures SEC Filing Page
13 CN Resources Inc. Oil/Gas Extraction ExtractiveActivitiesMining SEC Filing Page
14 Colony Capital, Inc. Holding/Investment Offices RealEstateInvestmentTrusts SEC Filing Page
15 CV Sciences, Inc. Chemicals/Allied Products RealEstateOperations SEC Filing Page
16 DYNEX CAPITAL INC Holding/Investment Offices RealEstateInvestmentTrusts SEC Filing Page
17 Ellington Financial LLC Real Estate FundOrTrust SEC Filing Page
18 EMERGING CTA PORTFOLIO LP Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
19 Empire State Realty OP, L.P. Holding/Investment Offices FundOrTrust SEC Filing Page
20 ENTERGY CORP /DE/ Electric/Gas/Waste Services Utility SEC Filing Page
21 EOS INC. Chemicals/Allied Products CommercialAndIndustrial SEC Filing Page
22 ERA GROUP INC. Air Transportation CommercialAndIndustrial SEC Filing Page
23 EZCORP INC Miscellaneous Retail CommercialAndIndustrial SEC Filing Page
24 FORD MOTOR CREDIT CO LLC Nondepository Credit Institutions Hybrid SEC Filing Page
25 Global Seed Corp Printing/Publishing/Allied Industries CommercialAndIndustrial SEC Filing Page
26 Green Meadow Products, Inc. Chemicals/Allied Products CommercialAndIndustrial SEC Filing Page
27 Greenbacker Renewable Energy Co LLC Electric/Gas/Waste Services FundOrTrust SEC Filing Page
28 GUIDED THERAPEUTICS INC Measuring/Analyzing/Photographic/Control/Medical Instruments CommercialAndIndustrial SEC Filing Page
29 JMP GROUP LLC Securities and Commodities Brokers/Dealers/Exchanges/Services CommercialAndIndustrial SEC Filing Page
30 Kearny Financial Corp. Depository Institutions FundOrTrust SEC Filing Page
31 KKR & Co. L.P. Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
32 Ladder Capital Corp Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
33 LORAL SPACE & COMMUNICATIONS INC. Electronic/Other Electrical Equipment/Components CommercialAndIndustrial SEC Filing Page
34 MAN FRM MANAGED FUTURES STRATEGIES LLC Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
35 MANAGED FUTURES PREMIER ABINGDON L.P. Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
36 MDC HOLDINGS INC Building Construction General Contractors ContractorsConstruction SEC Filing Page
37 ML Transtrend DTP Enhanced FuturesAccess LLC Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
38 ML Winton FuturesAccess LLC Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
39 Moody National REIT I, Inc. Holding/Investment Offices RealEstateOperations SEC Filing Page
40 MOPALS.COM, INC. Nondepository Credit Institutions InterestBasedRevenue SEC Filing Page
41 MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. Holding/Investment Offices FundOrTrust SEC Filing Page
42 MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
43 MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
44 MORGAN STANLEY SMITH BARNEY SPECTRUM CURRENCY & COMMODITY L.P. Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
45 MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP Holding/Investment Offices FundOrTrust SEC Filing Page
46 MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP Holding/Investment Offices FundOrTrust SEC Filing Page
47 MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
48 Motors Liquidation Co Transportation Equipment FundOrTrust SEC Filing Page
49 NESTOR PARTNERS Securities and Commodities Brokers/Dealers/Exchanges/Services FundOrTrust SEC Filing Page
50 Piper Jaffray Companies Securities and Commodities Brokers/Dealers/Exchanges/Services SecuritiesBasedRevenue SEC Filing Page
51 PNM RESOURCES INC Electric/Gas/Waste Services CommercialAndIndustrial SEC Filing Page
52 PPL Corp Electric/Gas/Waste Services CommercialAndIndustrial SEC Filing Page
53 RECKSON OPERATING PARTNERSHIP LP Holding/Investment Offices RealEstateInvestmentTrusts SEC Filing Page
54 REDtone Asia Inc Communications CommercialAndIndustrial SEC Filing Page
55 Redwood Mortgage Investors IX Real Estate RealEstateOperations SEC Filing Page
56 ROLLINS INC Business Services CommercialAndIndustrial SEC Filing Page
57 Sabra Health Care REIT, Inc. Holding/Investment Offices RealEstateInvestmentTrusts SEC Filing Page
58 SANDSTON CORP Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
59 SkyWolf Wind Turbine Corp Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
60 SOUTHWEST GAS CORP Electric/Gas/Waste Services Utility SEC Filing Page
61 TIER REIT INC Holding/Investment Offices RealEstateInvestmentTrusts SEC Filing Page
62 Triton Emission Solutions Inc. Communications CommercialAndIndustrial SEC Filing Page
63 VENTAS INC Holding/Investment Offices CommercialAndIndustrial SEC Filing Page
64 Whitestone REIT Holding/Investment Offices RealEstateInvestmentTrusts SEC Filing Page
65 YORK WATER CO Electric/Gas/Waste Services Utility SEC Filing Page

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